The national Commission on securities and stock market (NKTSBFR) from 8 on August 12 issued 12 decisions on the imposition of sanctions for the offense.

The regulator has identified the following violations in the actions of professional participants of the securities market, issuers, legal and natural persons: the provision of information – 5; submission of false information – 3; – publication of information – 1; placement of false information in a public information database – 1; violation of requirements of legislation on securities 1; repeated failure to comply with orders on elimination of violations of the legislation on the securities market – 1.

Since the beginning of this year, NSSMC reviewed 459 cases of violations on the securities market; 364 imposed penalty for violations on the securities market (for a total of 4,966 million UAH); issued 62 warnings; suspended one license; revoked 18 licenses; paid 115 fines (totaling 522,28 thousand UAH); closed 14 cases on offences in the securities market; made 223 orders on elimination of violations of the legislation on securities.




The securities Commission adopted 12 decisions on the imposition of sanctions 18.08.2016

Share this news

Share to Google Plus
Share to LiveJournal
Share to Odnoklassniki