The national Commission on securities and stock market (NKTSBFR) from 15 to 19 August, issued 15 decisions on the imposition of sanctions for the offense.

The regulator has identified the following violations in the actions of professional participants of the securities market, issuers, legal entities and individuals: submission of false information – 2; repeated failure to provide information – 1; placement of false information in a public information database 3; the violation of requirements of legislation regarding the securities – 6; untimely fulfillment of orders to eliminate violations of the legislation on the securities market – 1; failure to execute orders on elimination of violations of license conditions – 1; the appointment of the head of the person which does not comply with the requirements established for the head of the licensee – 1.

As of August 19, the securities Commission considered the cases of violations on the securities market – 474; imposed fines for violations on the securities market – 371 totaling 5,071 million; issued warnings – 67; suspended license – 2; revoked licenses – 20; paid fines of 125 for a total of about 553 thousand UAH; closed cases of violations on the securities market – 14; issued orders to eliminate violations of legislation on securities – 230.




The securities Commission in August fined the participants of the market of 5 million UAH 24.08.2016

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